Best Investors Account Sign in

Michael Aubel

Wells Fargo Advisors Financial Network, LLC

San Jose, CA

Pleasanton, CA

Claim This Profile
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-06
TX RA APPROVED 2024-12-06
  • CA RA
    APPROVED
    Since 2024-12-06
  • TX RA
    APPROVED
    Since 2024-12-06

Branch Locations

1091 Lincoln Ave, San Jose, CA 95125 • United States

4900 Hopyard Road Suite 210 [Satellite], Pleasanton, CA 94588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pleasanton CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Pleasanton CA 11/2016 12/2024
Wells Fargo Advisors Financial Network, Llc Pleasanton CA 12/2024 Present
Previous Registrations
  • 2009-02-13 → 2024-12-06
    Wells Fargo Clearing Services, Llc
    Walnut Creek, CA
    Pleasanton, CA
    Mountain House, CA
  • 2007-04-02 → 2009-02-18
    Morgan Stanley & Co. Llc
    Pleasanton, CA
  • 1998-11-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Hayward, CA
    Pleasanton, CA
    Hayward, CA
Other Businesses

FSBMICHAEL INC; INV RELATED; MOUNTAILN HOUSE, CA; 100% OWNERSHIP; START 11/13/2023; 2 HOURS PER MONTH; 0 HOURS DURING TRADING; FINET TRANSITION.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-11-15
  • S63 Uniform Securities Agent State Law Examination
    1988-11-15
Other Names
  • Mike Aubel
  • Michael Kevin Aubel

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
PFG ADVISORS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
EQUITABLE ADVISORS, LLC
ROLO VENTURES MANAGEMENT LLC
TIGER & BULLDOG MANAGEMENT, LLC
HICKOK ADVISORY, LLC

Other Investors

Ryan Leiby
Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

More in San Jose, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor