Noel Colin Roach

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 01/2013 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2009-03-23 → 2013-01-24
  Mml Investors Services, Llc
  Leawood, KS
  Overland Park, KS
  Overland Park, KS
  Overland Park, KS
  Overland Park, KS

Other Businesses

1) NOEL ROACH, 9506 W 160TH TERR OVERLAND PARK KS, 06/1999, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, 5 HR/WK - 5/TRADING. 2) INFINITY WEALTH TAX SERVICES, 9225 Indian Creek Pkwy Ste 1100, Overland Park KS 66210, United States, 08/2025, Owner, Accounting/Bookkeeping/Payroll Services, NIR, 2 HR/MO - 2 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD, IA, 1/2013, AS ADVISORY REP OF A RIA, INV REL, 25 HR/WK 25/TRADING 4) R5 INC, 9506 W 160TH TERR OVERLAND PARK KS, 12/2008, AS PRESIDENT OF CORPORATION TO PAY OFFICE EXPENSES, NIR, 5/YR 0/TRADING 5) WEST 136 LLC, 9506 W 160TH TERR OVERLAND PARK KS, RENTAL PROPERTY, 07/2021, NIR, 4 HR/MO 0/TRADING HR 6) INFINITY WEALTH PARTNERS LLC, OVERLAND PARK KS 66085, 12/2008, PRESIDENT, OWNER, NIR, 160 HR/MO 120 HR/MO TRADING 7) BUMPY ROAD LLC, 9506 W 160TH TERR OVERLAND PARK KS 66085, 05/2023, OWNER, REAL ESTATE, NIR, 5 HR/MO 1 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2009-03-18
• S63 Uniform Securities Agent State Law Examination
  1999-07-01