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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-07-29
FL RA APPROVED 1999-07-09
  • TX RA
    APPROVED_RES
    Since 2004-07-29
  • FL RA
    APPROVED
    Since 1999-07-09

Branch Locations

200 Central Ave, Saint Petersburg, FL 33701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated St. Petersburg FL 06/1999 Present
Bank Of America,N.A. Saint Petersburg FL 06/2011 Present
Other Businesses

I*40941 For-Profit Organization Name of outside business organization: Global Hospitality Marketing Link, POA for Business Investment related: No Address of business: Saint Petersburg, Florida 33715 Nature of business: S-Corp, Position, title, association: Other, POA Start date of relationship: 11/15/2005 Number of hours devoted: 1 hour Annually Number of hours devoted during trading hours: 0 Duties: visa card holder for emergency purposes I*4693267 Entity Type: Fiduciary role Name of OBA: J. J S. AND M. F S. JTWROS Address: St. Petersburg, Florida, 33715 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/10/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*4693269 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO J. J S. IRRA FBO J. J S. Address: St. Petersburg, Florida, 33715 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/11/2026 Number of Hours: 10, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*4693270 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO M. F S. IRA FBO M. F S. Address: St. Petersburg, Florida, 33715 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/11/2026 Number of Hours: 10, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Parents

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-02
S63 Uniform Securities Agent State Law Examination 1988-12-15
  • S65 Uniform Investment Adviser Law Examination
    1998-06-02
  • S63 Uniform Securities Agent State Law Examination
    1988-12-15
Other Names
  • Pattyann Hamblen
  • Patricia Ann Slattery
  • Patriciaann Slatery

View on SEC IAPD

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