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Richard Evan Rosenthal

Focus Partners Wealth, LLC

Southborough, MA

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-01-25
  • MA RA
    APPROVED
    Since 2022-01-25

Branch Locations

132 Turnpike Road Suite 100, Southborough, MA 01772 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Advisors Llc Southborough MA 08/2014 11/2021
The Colony Group Southborough MA 12/2021 Present
  • 08/2014 → 11/2021
    Capital Advisors Llc
    Southborough, MA
  • 12/2021 → Present
    The Colony Group
    Southborough, MA
Previous Registrations
  • 2014-09-26 → 2021-12-31
    Capital Advisors, Llc
    Southborough, MA
    Southborough, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-23
S63 Uniform Securities Agent State Law Examination 1997-11-07
  • S65 Uniform Investment Adviser Law Examination
    2014-08-23
  • S63 Uniform Securities Agent State Law Examination
    1997-11-07
Other Names
  • Richard Rosenthal

View on SEC IAPD

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Other Offices

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CREATIVE PLANNING · Southborough, MA
LIVELIFE CAPITAL PARTNERS LLC · SOUTHBOROUGH, MA
BORTOLUSSI WEALTH MANAGEMENT, INC. · SOUTHBOROUGH, MA
FITTS FINANCIAL · SOUTHBOROUGH, MA
BORTOLUSSI WEALTH MANAGEMENT, INC. · Southborough, MA
FINANCIAL FOUNDATIONS, INC. · SOUTHBOROUGH, MA
COMMONWEALTH FINANCIAL NETWORK · Southborough, MA

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