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William Franklin Anastas

LPl Financial LLC

Los Alamitos, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-11
CA RA APPROVED 2025-02-10
  • TX RA
    APPROVED_RES
    Since 2025-02-11
  • CA RA
    APPROVED
    Since 2025-02-10

Branch Locations

5182 Katella Ave Ste 103B, Los Alamitos, CA 90720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Long Beach CA 08/1986 Present
William F. Anastas, Ea Seal Beach CA 11/1987 Present
Fsc Securities Corporation Los Alamitos CA 02/2009 11/2023
Osaic Wealth, Inc. Los Alamitos CA 11/2023 02/2025
Lpl Financial Los Alamitos CA 02/2025 Present
  • 08/1986 → Present
    Self Employed
    Long Beach, CA
  • 11/1987 → Present
    William F. Anastas, Ea
    Seal Beach, CA
  • 02/2009 → 11/2023
    Fsc Securities Corporation
    Los Alamitos, CA
  • 11/2023 → 02/2025
    Los Alamitos, CA
  • 02/2025 → Present
    Lpl Financial
    Los Alamitos, CA
Previous Registrations
  • 2023-11-03 → 2025-02-12
    Los Alamitos, CA
  • 2019-02-08 → 2023-11-03
    Fsc Securities Corporation
    Los Alamitos, CA
Other Businesses

1- 01/2025 / William F Anastas, EA, Inc. / Tax Prep/Accounting/CPA / Investment Related / 160 hrs mth / 40 hrs during trading / Los Alamitos, CA 2- 01/2025 / Rental Property - William Anastas / Real Estate Rental / Investment Related / 3 hrs mth / Long Beach CA / Start date: 05/01/2001

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-27
S63 Uniform Securities Agent State Law Examination 1991-07-03
  • S66 Uniform Combined State Law Examination
    2018-12-27
  • S63 Uniform Securities Agent State Law Examination
    1991-07-03
Other Names
  • Bill Anastas

View on SEC IAPD

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