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Shawn Charles Samperi

Shepherd Kaplan LLC

Pipersville, PA

Boston, MA

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Current Employers
Shepherd Kaplan Llc

53 State Street 23Rd Floor, Boston, MA 02109-2820 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2013-11-14
  • PA RA
    APPROVED
    Since 2013-11-14

Branch Locations

Pipersville, PA • United States

53 State Street 23Rd Floor, Boston, MA 02109-2820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shepherd Kaplan Llc Boston MA 07/2007 10/2020
Shepherd Kaplan Llc Boston MA 10/2020 Present
Previous Registrations
  • 2006-08-08 → 2007-06-29
    Pricewaterhousecoopers Investment Advisers Llc
    Florham Park, NJ
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-12
S63 Uniform Securities Agent State Law Examination 1988-10-01
  • S65 Uniform Investment Adviser Law Examination
    1996-08-12
  • S63 Uniform Securities Agent State Law Examination
    1988-10-01

View on SEC IAPD

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