Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-11 |
| CA | RA | APPROVED | 2019-03-08 |
Branch Locations
6654 Koll Center Parkway #345, Pleasanton, CA 94566 • United States
32000 Alvarado Blvd, Union City, CA 94587 • United States
5877 Jarvis Ave, Newark, CA 94560 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services | Pleasanton | CA | 07/2009 | 03/2019 |
| Freemont Bank | Pleasanton | CA | 03/2019 | Present |
| Lpl Financial Llc | Pleasanton | CA | 03/2019 | Present |
1)3/8/19- FB Financial Services, A Division of Fremont Bank- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%. 2) 2/4/2020 - Fremont Bancorp - DBA: FB Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2020 - 160 Hours Per Month/80 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-29 |
Reach out to this advisor