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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2004-06-28
  • NE RA
    APPROVED
    Since 2004-06-28

Branch Locations

3900 Dakota Ave, South Sioux City, NE 68776 • United States

Ponca, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc Allen NE 07/2002 Present
Other Businesses

TRINITY LUTHERAN CHURCH POSITION: Church Elder NATURE: Church/Religious organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2020 ADDRESS: 5106 Douglas St, Ponca NE 68770, United States DESCRIPTION: Church governance. Assist with Services. Communication between church members and the Pastor. FARMLAND OWNERSHIP POSITION: owner NATURE: Purchased farmland. Will receive rental income INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2021 ADDRESS: 88013 Spur 26E, Ponca NE 68770, United States DESCRIPTION: Farm ownership responsibilities such as renting out the ground, upkeep, paying real estate taxes RENTAL HOUSE - PONCA POSITION: Owner NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2014 ADDRESS: 918 Union St, Ponca NE 68770, United States DESCRIPTION: Repairs, maintenance when necessary 4H BONUS AUCTION COMMITTEE POSITION: Member NATURE: To raise money for and carry out a bonus auction for 4Hers who exhibit their animals at the county fair. This helps 4Hers offset the costs of raising their livestock. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: Hwy 268, Concord NE 68728, United States DESCRIPTION: To help organize and carry out the bonus auction.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-18
S63 Uniform Securities Agent State Law Examination 1995-09-15
  • S66 Uniform Combined State Law Examination
    2004-06-18
  • S63 Uniform Securities Agent State Law Examination
    1995-09-15

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