Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-11-09 |
| PA | RA | APPROVED | 2015-12-18 |
Branch Locations
1600 Jfk Blvd, Philadelphia, PA 19103 • United States
100 Federal St, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Conshohocken | PA | 11/2015 | Present |
| Bank Of America, N.A. | Philadelphia | PA | 12/2015 | Present |
I*89061 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WAGNER FREE INSTITUTE OF SCIENCE INVESTMENT RELATED: N ADDRESS OF BUSINESS: PHILADELPHIA, PENNSYLVANIA 19121 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 3/15/2012 NUMBER OF HOURS DEVOTED: 8 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: EDUCATIONAL INSTITUTION, REFERENCE LIBRARY AND MUSEUM DEDICATED TO THE NATURAL SCIENCES. I AM RESPONSIBLE FOR GENERAL STRATEGIC DIRECTION AND DONOR DEVELOPMENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-27 |
| S65 | Uniform Investment Adviser Law Examination | 1993-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-07 |
Reach out to this advisor