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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2022-10-17 |
| TX | RA | APPROVED | 2022-10-14 |
Branch Locations
680 West 10000 South, South Jordan, UT 84095 • United States
Pleasant Grove, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Inc. | Salt Lake City | UT | 10/1997 | 12/2021 |
| Morgan Stanley | South Jordan | UT | 05/2022 | Present |
| Unemployed | Pleasant Grove | UT | 01/2022 | 05/2022 |
*561579 - Sole proprietor; Investment related: Yes; Pleasant Grove, Utah; Digital Website Marketing and Advertising; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2023; During business hours: 0; After business hours: 10; Sales/Marketing, Customer Service, Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-30 |
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