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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-07
FL RA APPROVED 2012-07-16
  • TX RA
    APPROVED_RES
    Since 2013-05-07
  • FL RA
    APPROVED
    Since 2012-07-16

Branch Locations

2640 Golden Gate Pkwy Ste 206A, Naples, FL 34105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Naples FL 07/2012 Present
Previous Registrations
Other Businesses

BANYAN WOODS MASTER HOMEOWNERS ASSOCIATION; NOT INVESTMENT RELATED; NAPLES, FL; HOMEOWNERS ASSOCIATION; PRESIDENT; START DATE 10/21/2005; 2 HOURS PER MONTH; 0 HOURS DURING TRADNIG; DUTIES ARE TO LEAD HOME OWNERS BOARD. CRISCI PRIVATE WEALTH MANAGEMENT, INVT RELATED, NAPLES, FL, 100% OWNERSHIP, START DATE 7/1/2012, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-07
S63 Uniform Securities Agent State Law Examination 1989-03-08
  • S65 Uniform Investment Adviser Law Examination
    1994-12-07
  • S63 Uniform Securities Agent State Law Examination
    1989-03-08

View on SEC IAPD

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