Brent Roger Rice

Current Employers

Employment History

• 06/2006 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Wayzata, MN
• 07/2011 → Present
  Bank Of America, N.A.
  Wayzata, MN

Previous Registrations

• 2004-06-02 → 2006-06-23
  Piper Sandler & Co.
  Wayzata, MN
  Wayzata, MN

Other Businesses

I*1966274, Entity Type,For Profit Name of OBA:Little Blind Spot Address:Hopkins, Minnesota,55343Investment Related: NOPosition, Title, Association:Owner Employee Start Date: 01/01/2025No Hours: 1 WEEKLYNo Hours during trading: 1Duties:similar business to my wife's current business. My responsibilities are really just supporting, Although, I will be co-signing on any loans I*2215286, Entity Type: Entity For Profit, Name of OBA: Grace Inspired Interiors DBA Sew Dynamics, Address: Wayzata, Minnesota, 55391, Investment Related: N, Position, Title, Association: Other, Employee State Date: 02/24/2025, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties: general admin and help with banking questions I*2231263, Entity Type: , Name of OBA: MLPF& S CUST FBO J R DECD IRA FBO S R, Address: Benson, Minnesota, 56215, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07-Mar-2025, No Hours: 2 Monthly, No Hours during Trading: 1 Monthly, Duties: I*2412270, Entity Type: , Name of OBA: S R, Address: Benson, Minnesota, 56215, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 23-Apr-2025, No Hours: 3 Yearly, No Hours during Trading: 3 Yearly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-07-07
• S63 Uniform Securities Agent State Law Examination
  1988-09-22