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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-02
SC RA APPROVED 2011-08-15
NC RA APPROVED 2007-03-29
VA RA APPROVED 2001-04-06
DC RA APPROVED 2001-03-02
MD RA APPROVED 2001-02-06
  • TX RA
    APPROVED_RES
    Since 2012-11-02
  • SC RA
    APPROVED
    Since 2011-08-15
  • NC RA
    APPROVED
    Since 2007-03-29
  • VA RA
    APPROVED
    Since 2001-04-06
  • DC RA
    APPROVED
    Since 2001-03-02
  • MD RA
    APPROVED
    Since 2001-02-06

Branch Locations

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mount Pleasant SC 07/1999 Present
Bank Of America, N.A. Charleston SC 07/2011 Present
Other Businesses

I*70442FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: SEACOAST CHURCHINVESTMENT RELATED: NADDRESS OF BUSINESS: MOUNT PLEASANT, SOUTH CAROLINA 29464NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 3/14/2014NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: "FINANCIAL ENCOURAGER", PROVIDE BUDGET ADVICE TO INDIVIDUALS WHO REQUEST IT.I*134798For profit or not for profit: Non-Profit Organization Name of outside business organization: Leukemia and Lymphoma Society Investment related: N Address of business: Mount Pleasant, South Carolina 29464Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 12/1/2020Number of hours devoted: 50 hour(s) Quarterly Number of hours devoted during trading hours: 25Duties: Form a team to fundraise during the Man/Woman of the year sprint from Feb 25th 2021 until May 1st 2021I*2267283, Entity Type: Entity Charitable, Name of OBA: Islands Against Cancer, Address: Charleston, South Carolina, 29412, Investment Related: N, Position, Title, Association: ["Board Member"], Employee State Date: 04/13/2025, No Hours: 12 Yearly, No Hours during Trading: 4 Yearly, Duties: Budget Review, allocations and grants, tracking and planning campaigns, developing and expanding services, measuring program impact I*4557275 Entity Type: Entity Governmental Name of OBA: Town of Awendaw Bids and Purchases Committee Address: Awendaw, South Carolina, 29429 Investment Related: No Position, Title, Association: Committee Employee Start Date: 05/11/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: The Bids and Purchases Committee was formed by the Awendaw Town Council to assist and advise the Town on large purchases and sales of certain assets owned by the town. The town currently owns 2 vehicles and is considering selling both and replacing with 1 vehicle that can be used by the town council, mayor and staff occasionally as needed. The committee is being asked to give advice on how best to sell and how best to acquire a new vehicle. I have been asked to be part of a 4 member committee to give my input. The committee may be asked to meet and discuss other items owned by the town such as the town hall and surrounding property, 25 acres owned by the town and other equipment the town owns. Attend meetings, review and discuss situations where the town may want to purchase or sell large items and vote on how to proceed.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-12-28
S65 Uniform Investment Adviser Law Examination 1996-03-08
  • S63 Uniform Securities Agent State Law Examination
    2000-12-28
  • S65 Uniform Investment Adviser Law Examination
    1996-03-08
Other Names
  • Erman Franklin Frazier
  • Frank Frazier
  • Frank Frazier
  • Erman Franklin Frazier

View on SEC IAPD

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