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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-04
MI RA APPROVED 2012-06-05
  • TX RA
    APPROVED
    Since 2021-03-04
  • MI RA
    APPROVED
    Since 2012-06-05

Branch Locations

2025 E Beltline Se Ste 501, Grand Rapids, MI 49546 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Grand Rapids MI 05/2012 11/2016
Wells Fargo Clearing Services, Llc Grand Rapids MI 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-07
S63 Uniform Securities Agent State Law Examination 1988-09-26
  • S65 Uniform Investment Adviser Law Examination
    1995-07-07
  • S63 Uniform Securities Agent State Law Examination
    1988-09-26
Designations

View on SEC IAPD

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