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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-29
TX RA APPROVED 2023-09-29
  • CA RA
    APPROVED
    Since 2023-09-29
  • TX RA
    APPROVED
    Since 2023-09-29

Branch Locations

8813 S Sepulveda Blvd, Los Angeles, CA 90045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Distributors, Llc Jersey City NJ 01/2016 09/2016
Horace Mann Companies Springfield IL 10/2016 08/2018
Horace Mann Investors, Inc. Springfield IL 10/2016 08/2018
Edward Jones St. Louis MO 05/2019 10/2021
Unemployed Springfield IL 09/2018 02/2019
Focus Pointe Culver City CA 04/2019 05/2019
Tcg Advisors Austin TX 11/2021 07/2023
Hub International Ltd Austin TX 11/2021 07/2023
Equitable Financial Life Co Jersey City NJ 01/2016 10/2016
Tcg Advisors, Llc A Hub International Company Austin TX 11/2021 07/2023
Edward Jones St Louis MO 05/2019 05/2019
Horace Mann Investors, Inc. Springfield IL 10/2016 11/2016
Equitable Distributors, Llc St Louis MO 01/2016 10/2016
Tcg Hub Austin CA 11/2021 07/2023
Schesinger Group Culver City CA 03/2019 04/2019
J.P. Morgan Securities Llc Los Angeles CA 09/2023 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 09/2023 Present
Unemployed Los Angeles CA 08/2023 08/2023
  • 01/2016 → 09/2016
    Axa Distributors, Llc
    Jersey City, NJ
  • 10/2016 → 08/2018
    Horace Mann Companies
    Springfield, IL
  • 10/2016 → 08/2018
    Springfield, IL
  • 05/2019 → 10/2021
    St. Louis, MO
  • 09/2018 → 02/2019
    Unemployed
    Springfield, IL
  • 04/2019 → 05/2019
    Focus Pointe
    Culver City, CA
  • 11/2021 → 07/2023
    Tcg Advisors
    Austin, TX
  • 11/2021 → 07/2023
    Hub International Ltd
    Austin, TX
  • 01/2016 → 10/2016
    Equitable Financial Life Co
    Jersey City, NJ
  • 11/2021 → 07/2023
    Tcg Advisors, Llc A Hub International Company
    Austin, TX
  • 05/2019 → 05/2019
    St Louis, MO
  • 10/2016 → 11/2016
    Springfield, IL
  • 01/2016 → 10/2016
    Equitable Distributors, Llc
    St Louis, MO
  • 11/2021 → 07/2023
    Tcg Hub
    Austin, CA
  • 03/2019 → 04/2019
    Schesinger Group
    Culver City, CA
  • 09/2023 → Present
    Los Angeles, CA
  • 09/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 08/2023 → 08/2023
    Unemployed
    Los Angeles, CA
Previous Registrations
Other Businesses

Entity Name: Tastry Investment related: No Address: tastry.com LOS ANGELES, California, 90045 Nature of the other business: AI Tech Company Position/Title/Relationship: Owner/Partner Start Date: 08/27/2015 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Tastry is an AI tech company focused on the wine industry. They help wineries formulate wines that are appealing to the consumer. My wife and I are just early investors and do nothing with them.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-13
S63 Uniform Securities Agent State Law Examination 1988-12-02
  • S66 Uniform Combined State Law Examination
    2004-04-13
  • S63 Uniform Securities Agent State Law Examination
    1988-12-02
Other Names
  • Art Wexler
  • Arthur Alan Wexler
  • Arthur Wexler

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