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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-29 |
| TX | RA | APPROVED | 2023-09-29 |
Branch Locations
8813 S Sepulveda Blvd, Los Angeles, CA 90045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Distributors, Llc | Jersey City | NJ | 01/2016 | 09/2016 |
| Horace Mann Companies | Springfield | IL | 10/2016 | 08/2018 |
| Horace Mann Investors, Inc. | Springfield | IL | 10/2016 | 08/2018 |
| Edward Jones | St. Louis | MO | 05/2019 | 10/2021 |
| Unemployed | Springfield | IL | 09/2018 | 02/2019 |
| Focus Pointe | Culver City | CA | 04/2019 | 05/2019 |
| Tcg Advisors | Austin | TX | 11/2021 | 07/2023 |
| Hub International Ltd | Austin | TX | 11/2021 | 07/2023 |
| Equitable Financial Life Co | Jersey City | NJ | 01/2016 | 10/2016 |
| Tcg Advisors, Llc A Hub International Company | Austin | TX | 11/2021 | 07/2023 |
| Edward Jones | St Louis | MO | 05/2019 | 05/2019 |
| Horace Mann Investors, Inc. | Springfield | IL | 10/2016 | 11/2016 |
| Equitable Distributors, Llc | St Louis | MO | 01/2016 | 10/2016 |
| Tcg Hub | Austin | CA | 11/2021 | 07/2023 |
| Schesinger Group | Culver City | CA | 03/2019 | 04/2019 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 09/2023 | Present |
| Unemployed | Los Angeles | CA | 08/2023 | 08/2023 |
Entity Name: Tastry Investment related: No Address: tastry.com LOS ANGELES, California, 90045 Nature of the other business: AI Tech Company Position/Title/Relationship: Owner/Partner Start Date: 08/27/2015 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Tastry is an AI tech company focused on the wine industry. They help wineries formulate wines that are appealing to the consumer. My wife and I are just early investors and do nothing with them.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-02 |
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