Best Investors Account Sign in

William Randolph Zurn

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-09
TX RA APPROVED 2025-10-09
  • CA RA
    APPROVED
    Since 2025-10-09
  • TX RA
    APPROVED
    Since 2025-10-09

Branch Locations

560 S Winchester Blvd, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Santa Cruz CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Santa Cruz CA 11/2016 10/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 10/2025 Present
Bank Of America, N.A. San Jose CA 01/2026 Present
Previous Registrations
  • 2011-01-03 → 2025-10-14
    Wells Fargo Clearing Services, Llc
    Santa Cruz, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    Santa Cruz, CA
    San Jose, CA
    San Jose, CA
  • 2008-09-16 → 2011-01-03
    Wells Fargo Investments, Llc
    San Jose, CA
    Sunnyvale, CA
    Santa Cruz, CA
    Santa Clara, CA
    San Jose, CA
  • 2004-07-30 → 2008-09-16
    Banc Of America Investment Services, Inc.
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    Santa Clara, CA
    Santa Clara, CA
  • 2002-12-20 → 2004-08-17
    A. G. Edwards & Sons, Inc.
    San Jose, CA
  • 1999-10-29 → 2003-01-14
    Ubs Financial Services Inc.
    San Jose, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-19
S63 Uniform Securities Agent State Law Examination 1993-03-30
  • S65 Uniform Investment Adviser Law Examination
    1999-07-19
  • S63 Uniform Securities Agent State Law Examination
    1993-03-30

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
PFG ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
EQUITABLE ADVISORS, LLC
ROLO VENTURES MANAGEMENT LLC
TIGER & BULLDOG MANAGEMENT, LLC
HICKOK ADVISORY, LLC
KAIZEN FINANCIAL STRATEGIES, LLC

Other Investors

Ryan Leiby
Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

More in San Jose, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor