Kenneth William Wolf

Employer firm

Sovereign Asset Management CRD 285103

$176M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Sovereign Asset Management

4043 Maple Road, Suite 210 A, Amherst, NY 14226 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-20
TX	RA	APPROVED_RES	2017-08-16

NY RA
APPROVED

Since 2021-03-20
TX RA
APPROVED_RES

Since 2017-08-16

Branch Locations

4043 Maple Road Suite 210A, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Next Financial Group Inc	Williamsville	NY	05/2008	07/2025
Lpl Financial Llc	Amherst	NY	07/2025	Present
Sovereign Asset Management	Amherst	NY	06/2016	07/2025

05/2008 → 07/2025

Next Financial Group Inc

Williamsville, NY
07/2025 → Present

Lpl Financial Llc

Amherst, NY
06/2016 → 07/2025

Sovereign Asset Management

Amherst, NY

Previous Registrations

2014-10-21 → 2025-05-22

Next Financial Group, Inc.

Amherst, NY

Williamsville, NY

Other Businesses

1. 07/10/2025- The Money Men, Inc.- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 01/05/2010 2. 07/10/2025- Priority Financial Group- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 07/15/2013- 2 Hours Per Month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-10-20
S63	Uniform Securities Agent State Law Examination	1989-11-14

S66 Uniform Combined State Law Examination

2014-10-20
S63 Uniform Securities Agent State Law Examination

1989-11-14

View on SEC IAPD