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James Walton Bridges

Morgan Stanley

Huntsville, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
AL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • AL RA
    APPROVED
    Since 2009-06-01

Branch Locations

305 Church Street, Huntsville, AL 35801 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Huntsville AL 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Huntsville, AL
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

1. KICKS FUTBOL CLUB, INC. NOT INVESTMENT RELATED. NON-PROFIT ORGANIZATION THAT CONSISTS OF YOUTH SOCCER TEAMS. HUNTSVILLE, AL. COACH. 2 HOURS PER WEEK, NOT DURING SECURITIES TRADING HOURS. 2. *398487 - Executor; Investment related -Yes; Spanish Fort, Alabama; Executor; 05/2020; During business hours: 2; After business hours: 8;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-05
S63 Uniform Securities Agent State Law Examination 1996-08-02
  • S65 Uniform Investment Adviser Law Examination
    1996-08-05
  • S63 Uniform Securities Agent State Law Examination
    1996-08-02
Other Names
  • Jim Bridges

View on SEC IAPD

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