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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-03 |
| AL | RA | APPROVED | 2009-06-01 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Huntsville | AL | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1. KICKS FUTBOL CLUB, INC. NOT INVESTMENT RELATED. NON-PROFIT ORGANIZATION THAT CONSISTS OF YOUTH SOCCER TEAMS. HUNTSVILLE, AL. COACH. 2 HOURS PER WEEK, NOT DURING SECURITIES TRADING HOURS. 2. *398487 - Executor; Investment related -Yes; Spanish Fort, Alabama; Executor; 05/2020; During business hours: 2; After business hours: 8;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-02 |
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