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5 Cold Hill Road S Suite 1, Mendham, NJ 07945 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-04 |
| NJ | RA | APPROVED | 2017-02-01 |
Branch Locations
5 Cold Hill Road S Suite 1, Mendham, NJ 07945 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 12/1997 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Short Hills | NJ | 12/2005 | 12/2016 |
| Oliver Luxxe Assets Llc | Gladstone | NJ | 12/2016 | 02/2017 |
| Parisi Gray Wealth Management, Llc | Bedminster | NJ | 12/2016 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2017 | Present |
1. Parisi Gray Wealth Management-Investment related-At registered location-RIA-Founding partner-12/2016-200 hrs/mth-100% during trading hrs-Founding partner in a registered investment advisory firm providing fee based advice. Responsible for the Investment Portfolios. 2. PKS Financial; Not Investment Related; 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE; AGENT; 04/2017; 5 HOURS/MONTH; 5 HOURS/MONTH DURING SECURITIES HOURS; OFFER FIXED INSURANCE SOLUTIONS TO CLIENTS 3. INDEPENDENT INSURANCE AGENT. Not Investment Related. 5 Cold Hill Rd Suite 1, Mendham, NJ 07945. Life Insurance. Agent. 12/2017. 1 Hr/Mo; All During Trading Hours. Assisting Clients as an Insurance Agent. 4. Navigation Commercial, LLC. Not Investment Related. 5 Cold Hill Rd S, Suite 1, Mendham NJ 07945. Owns real estate in LLC for liability protection. Owner. Start 4/1/2022. 1 hour per month not during trading. Own property that RIA will move to next year.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-29 |
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