Best Investors
Account
Sign in
Best Investors
Account
Sign in
40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-23 |
Branch Locations
255 Executive Frive Suite 203, Plainview, NY 11803 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Plainview | NY | 06/2015 | 07/2022 |
| National Asset Management | Plainview | NY | 07/2015 | 07/2022 |
| B. Riley Wealth Management | Plainview | NY | 07/2022 | Present |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | Present |
(1) NORTH SHORE WEALTH MANAGEMENT, MANAGING PARTNER, 255 EXECUTIVE DR., STE 305, PLAINVIEW, NY 11803, PH 516-576-8886, START DATE 7/15/05, TOTAL HRS MO. 160, DUTIES: REP FOR DBA...(2) FRANK NARGENTINO INC. 255 EXECUTIVE DRIVE. PLAINVIEW, NY. OWNER, SET UP TO PAY BUSINESS EXPENSES, 1HR.PER MONTH.... (2) B. RILEY WEALTH INSURANCE; INVESTMENT RELATED; TINTON FALLS, NJ; PRODUCER; JUNE 2015 2 HOURS A MONTH / ZERO DURING TRADING; LIFE INSURANCE SALES....(4)PROGRAM DEVELOPMENT SERVICES- GROUP HOMES FOR DEVELPMENTALLY DISABLED - BOARD MEMBER 4 HRS PER MONTH ZERO DURING TRADING HRS (3) PROGRAN DEVELOPMENT SERVICES; NON INVESTMENT RELATED; 6916 NEW UTRECHT AVE BROOKLYN NY 11228; NON PROFIT - SUPPORTS AND SERVICES FOR INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES; TREASURER; START DATE 8/2024; 6 HRS/MONTH DEVOTED NONE DURING SECURITIES TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-01 |
Reach out to this advisor