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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-06-01 |
| TX | RA | APPROVED_RES | 2021-05-26 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Montclair, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Florham Park | NJ | 05/2008 | 05/2021 |
| Rbc Capital Markets, Llc | Florham Park | NJ | 05/2021 | Present |
| City National Bank | Florham Park | NJ | 08/2021 | Present |
Friends of Montclair NJ Baseball, INC / United States / Montclair High School, 100 Chesnet St / Montclair / new Jersey / United States / 07042 / / No / Association (e.g. Trade or Industry, Sport) / / Sport & Leisure Facilities / / raise money for Baseball / Active / Officer / / treasurer / 4 / No / No / No / No / Start Date 02/01/2018 / / No / / No / / No / No No / Montclair NJ, USA / No / / No / / civic duty / No / (2) NAME OF ENTITY: The 100 Club of Montclair New Jersey ADDRESS: Montclair New Jersey INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Fund for Widows, and Children of patrolmen, firemen, or EMS personnel who have lost their lives CAPACITY: Board of Directors START DATE: 12/1/2021 DUTIES: fund raising HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.5
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-03-28 |
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