Clifford Virgin Iii

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 05/2021
  Ubs Financial Services Inc
  Florham Park, NJ
• 05/2021 → Present
  Rbc Capital Markets, Llc
  Florham Park, NJ
• 08/2021 → Present
  City National Bank
  Florham Park, NJ

Previous Registrations

• 2008-05-16 → 2021-06-04
  Ubs Financial Services Inc.
  Florham Park, NJ
• 1999-02-05 → 2008-06-02
  Citigroup Global Markets Inc.
  Florham Park, NJ
  Florham Park, NJ

Other Businesses

Friends of Montclair NJ Baseball, INC / United States / Montclair High School, 100 Chesnet St / Montclair / new Jersey / United States / 07042 / / No / Association (e.g. Trade or Industry, Sport) / / Sport & Leisure Facilities / / raise money for Baseball / Active / Officer / / treasurer / 4 / No / No / No / No / Start Date 02/01/2018 / / No / / No / / No / No No / Montclair NJ, USA / No / / No / / civic duty / No / (2) NAME OF ENTITY: The 100 Club of Montclair New Jersey ADDRESS: Montclair New Jersey INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Fund for Widows, and Children of patrolmen, firemen, or EMS personnel who have lost their lives CAPACITY: Board of Directors START DATE: 12/1/2021 DUTIES: fund raising HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.5

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-03-28

Other Names

• Clifford Virgin
• Clifford Anderson Virgin
• Clifford Anderson Virgin Iii
• Clifford Anderson Virgin