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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1993-12-16
  • TX RA
    APPROVED
    Since 1993-12-16

Branch Locations

4200 Westheimer Rd Suite 100, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Houston TX 11/1993 Present
Charles Schwab Bank Houston TX 01/2005 Present
Other Businesses

1) rental property | Investment Related:No|413 Main St.|Thrall|TX|76578|USA|Real Estate (Non-Agent/Broker)|owner|8/1/2014|Less than 20|0|passive ownership of rental property , 2) Rental Properties | Investment Related:No|500 Hwy 79|Thorndale|TX|76577|USA|Real Estate (Non-Agent/Broker)|owner|1/1/2017|Less than 20|0|ownership of rental houses and properties - property manager handles all responsibilities , 3) Rental Property | Investment Related:No|2830 CR 306|Rockdale|TX|76567|USA|Real Estate (Non-Agent/Broker)|owner|4/30/2020|Less than 20|0|passive ownership of real estate - rental income

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-10-18
  • S63 Uniform Securities Agent State Law Examination
    1988-10-18
Other Names
  • Vicki Lynn Babb
  • Barb Byrd

View on SEC IAPD

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