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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-02-02 |
| TX | RA | APPROVED_RES | 2023-01-31 |
Branch Locations
1650 Market St Floor 47, Philadelphia, PA 19103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fcg Advisors Llc | Wilmington | DE | 03/2009 | 03/2020 |
| Coastal Equities, Inc. | Wilmington | DE | 03/2020 | 12/2020 |
| Irc Securities Llc | New York | NY | 11/2022 | 01/2023 |
| Upland Farm Llc | Smyrna | DE | 01/2021 | Present |
| Jpmorgan Chase Bank Na | Philadelphia | PA | 01/2023 | Present |
| Jpmorgan Securities Llc | Philadelphia | PA | 01/2023 | Present |
| Upland Farm Llc | Smyrna | DE | 04/2018 | 02/2020 |
| Barley Mill Asset Management | Wilmington | DE | 03/2007 | 03/2018 |
| Upland Farm Hunt Club, Llc | Greenville | DE | 08/2025 | Present |
MANAGING MEMBER, UPLAND FARMS, LLC, NOT INVESTMENT-RELATED, LOCATED 1175 SMYRNA LANDING ROAD, SMYRNA, DE 19977. START DATE APRIL 2018. AGRICULTURAL FARMLAND, 100% OWNER 10 HOURS/MONTH. 0 HOURS DURING SECURITIES TRADING HOURS. Entity Name: Upland Farm Hunt Club, LLC Investment related: No Address: Private Residence Nature of the other business: Hunting Club Position/Title/Relationship: Owner/Partner Start Date: 08/27/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: a hunting club, associated with upland farm. managing member. no connection to jpmc."
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-30 |
| S65 | Uniform Investment Adviser Law Examination | 2013-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-27 |
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