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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-02-02
TX RA APPROVED_RES 2023-01-31
  • PA RA
    APPROVED
    Since 2023-02-02
  • TX RA
    APPROVED_RES
    Since 2023-01-31

Branch Locations

1650 Market St Floor 47, Philadelphia, PA 19103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fcg Advisors Llc Wilmington DE 03/2009 03/2020
Coastal Equities, Inc. Wilmington DE 03/2020 12/2020
Irc Securities Llc New York NY 11/2022 01/2023
Upland Farm Llc Smyrna DE 01/2021 Present
Jpmorgan Chase Bank Na Philadelphia PA 01/2023 Present
Jpmorgan Securities Llc Philadelphia PA 01/2023 Present
Upland Farm Llc Smyrna DE 04/2018 02/2020
Barley Mill Asset Management Wilmington DE 03/2007 03/2018
Upland Farm Hunt Club, Llc Greenville DE 08/2025 Present
  • 03/2009 → 03/2020
    Fcg Advisors Llc
    Wilmington, DE
  • 03/2020 → 12/2020
    Coastal Equities, Inc.
    Wilmington, DE
  • 11/2022 → 01/2023
    Irc Securities Llc
    New York, NY
  • 01/2021 → Present
    Upland Farm Llc
    Smyrna, DE
  • 01/2023 → Present
    Jpmorgan Chase Bank Na
    Philadelphia, PA
  • 01/2023 → Present
    Jpmorgan Securities Llc
    Philadelphia, PA
  • 04/2018 → 02/2020
    Upland Farm Llc
    Smyrna, DE
  • 03/2007 → 03/2018
    Barley Mill Asset Management
    Wilmington, DE
  • 08/2025 → Present
    Upland Farm Hunt Club, Llc
    Greenville, DE
Previous Registrations
  • 2016-03-29 → 2018-04-12
    Fcg Wealth Management, Llc
    Wilmington, DE
  • 2013-04-22 → 2016-03-23
    Fcg Advisors, Llc
    Wilmington, DE
  • 2003-07-01 → 2004-11-18
    Wilmington, DE
  • 2000-06-19 → 2003-07-01
    Prudential Equity Group, Llc
    Wilmington, DE
Other Businesses

MANAGING MEMBER, UPLAND FARMS, LLC, NOT INVESTMENT-RELATED, LOCATED 1175 SMYRNA LANDING ROAD, SMYRNA, DE 19977. START DATE APRIL 2018. AGRICULTURAL FARMLAND, 100% OWNER 10 HOURS/MONTH. 0 HOURS DURING SECURITIES TRADING HOURS. Entity Name: Upland Farm Hunt Club, LLC Investment related: No Address: Private Residence Nature of the other business: Hunting Club Position/Title/Relationship: Owner/Partner Start Date: 08/27/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: a hunting club, associated with upland farm. managing member. no connection to jpmc."

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-30
S65 Uniform Investment Adviser Law Examination 2013-04-19
S63 Uniform Securities Agent State Law Examination 1988-09-27
  • S66 Uniform Combined State Law Examination
    2023-01-30
  • S65 Uniform Investment Adviser Law Examination
    2013-04-19
  • S63 Uniform Securities Agent State Law Examination
    1988-09-27
Other Names
  • Barry Walter Yerger
  • Barry W. Yerger
  • Barry Yerger
  • Barry W Yerger

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