Stephan Peter Dipierno

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 03/2017
  Msi Financial Services, Inc
  Somerset, NJ
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Iselin, NJ
• 03/2017 → Present
  Mml Investors Services, Llc
  Iselin, NJ

Previous Registrations

• 2007-03-19 → 2017-03-25
  Msi Financial Services, Inc.
  Cranford, NJ
  Iselin, NJ
  New York, NY
  East Brunswick, NJ
  Cranford, NJ
  Paramus, NJ
  Iselin, NJ

Other Businesses

1) Name: Stephan DiPierno Inv rel: Y Add: 93 Fox Road Apt. 4B Edison, NJ 08817 Nature: Simple Rental Property Position: Owner Start date: 04/1997 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Collect rent. 2) Name: Stephan DiPierno Inv rel: Y Add: 31 - 1A York Dr. Edison, NJ 08817 Nature: Simple Rental Property Position: Owner Start date: 04/1997 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Collect rent. 3) Name: Raritan Tenants Corp Inv rel: N Add: 25 York Dr Edison, NJ 08817 Nature: Board meetings Position: Vice President Start date: 01/2001 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe duties: Bi monthly board meetings. 4)Name: Stephan DiPierno Inv Rel:Y Add: Residential Nature: Other/Executor of the Will Position:POA for Father Start date:05/09/2018 No. HR/MO: 0 No. HR/MO during sec trading: 0 5) Name: Stephan DiPierno Inv rel: Y Add: 186 Wood Ave South, Iselin NJ 08830 Nature: Outside Sales: Life, Fixed Annuities Position: FSR Start date: 04/03/2023 No. HR/MO: 10. No. HR/MO during sec trading: 10. Describe duties: Sales/Marketing, Fixed Insurance Products

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-12-22
• S63 Uniform Securities Agent State Law Examination
  1988-12-08

Other Names

• Steve Dipierno
• Stephen Peter Dipierno