Samuel Alan Goldberg

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2018-06-13

MA RA
APPROVED

Since 2018-06-13

Branch Locations

2345 Washington Street Suite 101, Newton Lower Falls, MA 02462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo	Boston	MA	06/2009	05/2018
Raymond James Financial Services, Inc.	Newton Lower Falls	MA	05/2018	Present
Raymond James Financial Services Advisors Inc.	Newton Lower Falls	ME	05/2018	Present
Harlan R. Daman Testimentary Trust	Newton Lower Falls	MA	10/2006	Present
Kruegold Asset Management	Newton Lower Falls	MA	07/2010	02/2025
North Atlantic Investment Partners, Llc.	Newton Lower Falls	MA	06/2018	Present

06/2009 → 05/2018

Wells Fargo

Boston, MA
05/2018 → Present

Raymond James Financial Services, Inc.

Newton Lower Falls, MA
05/2018 → Present

Raymond James Financial Services Advisors Inc.

Newton Lower Falls, ME
10/2006 → Present

Harlan R. Daman Testimentary Trust

Newton Lower Falls, MA
07/2010 → 02/2025

Kruegold Asset Management

Newton Lower Falls, MA
06/2018 → Present

North Atlantic Investment Partners, Llc.

Newton Lower Falls, MA

Previous Registrations

2009-07-10 → 2018-06-04

Wells Fargo Advisors Financial Network, Llc

Boston, MA

Other Businesses

(1)Name of Business: Kruegold Asset Management Address: 2345 Washington St Ste 101, Newton Lower Falls, MA, 02462-1458, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/01/2010 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Kruegold Asset Management serves as my business name for my Raymond James practise. (2)Name of Business: North Atlantic Investment Partners, LLC. Address: 2345 Washington St Ste 101, Newton Lower Falls, MA, 02462, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/18/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: North Atlantic Investment Partners is my branches DBA.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-12-31

S66 Uniform Combined State Law Examination

1998-12-31

Designations

Certified Financial Planner

Other Names

Sam Goldberg

View on SEC IAPD