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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-02-20
  • WI RA
    APPROVED
    Since 2025-02-20

Branch Locations

6262 S Lowell Place, Muskego, WI 53150 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Muskego WI 09/2021 02/2025
Corporate Central Credit Union Muskego WI 09/2021 Present
Unemployed Chicago IL 01/2021 09/2021
Marex Spectron Chicago IL 02/2019 01/2021
Rosenthal Collins Group Chicago IL 12/1990 02/2019
Cetera Wealth Services, Llc Muskego WI 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 09/2021 → 02/2025
    Concourse Financial Group Securities Inc
    Muskego, WI
  • 09/2021 → Present
    Corporate Central Credit Union
    Muskego, WI
  • 01/2021 → 09/2021
    Unemployed
    Chicago, IL
  • 02/2019 → 01/2021
    Marex Spectron
    Chicago, IL
  • 12/1990 → 02/2019
    Rosenthal Collins Group
    Chicago, IL
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Muskego, WI
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-02-11 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Muskego, WI
    Birmingham, AL
Other Businesses

CORPORATE CENTRAL CREDIT UNION; Investment Related; 6262 S Lowell Pl, Muskego, WI 53150; Credit Union; Employee/Financial Strategist; Start Date 09/2021; 160 hours per month, more or less, with the majority of those 160 hours per month occurring during trading hours; Administrative. >> DA-COM S-CORP; Non-Investment Related; Residence; Other; President; Start Date 05/2017; 1 hour per month; Tax preparation and maintain books for the company; the only asset in the corp is 70 acres of farmland rental. >> POA; Non-Investment Related; Burlington, WI; Other; Power of Attorney (POA); Start Date 12/2021; 2 hours per month with no hours per month occurring during trading hours; I hold power of attorney for my mother. >> SIMPLICD; Investment Related; 6262 S Lowell Pl, Muskego, WI 53150; Financial Services; Financial Strategist; Start Date 09/2021; 40 hours per month with some hours per month occurring during trading hours; Booking CDs on the SimpliCD Platform for our members. >> QUANTYPHI; Investment Related; 6262 S Lowell Pl, Muskego, WI 53150; Financial Services; Financial Strategist; Start Date 09/2021; 20 hours per month with some hours per month occurring during trading hours; Sell financial services and products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-11
  • S66 Uniform Combined State Law Examination
    2022-02-11
Other Names
  • Grant Peyron

View on SEC IAPD

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