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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Muskego | WI | 09/2021 | 02/2025 |
| Corporate Central Credit Union | Muskego | WI | 09/2021 | Present |
| Unemployed | Chicago | IL | 01/2021 | 09/2021 |
| Marex Spectron | Chicago | IL | 02/2019 | 01/2021 |
| Rosenthal Collins Group | Chicago | IL | 12/1990 | 02/2019 |
| Cetera Wealth Services, Llc | Muskego | WI | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
CORPORATE CENTRAL CREDIT UNION; Investment Related; 6262 S Lowell Pl, Muskego, WI 53150; Credit Union; Employee/Financial Strategist; Start Date 09/2021; 160 hours per month, more or less, with the majority of those 160 hours per month occurring during trading hours; Administrative. >> DA-COM S-CORP; Non-Investment Related; Residence; Other; President; Start Date 05/2017; 1 hour per month; Tax preparation and maintain books for the company; the only asset in the corp is 70 acres of farmland rental. >> POA; Non-Investment Related; Burlington, WI; Other; Power of Attorney (POA); Start Date 12/2021; 2 hours per month with no hours per month occurring during trading hours; I hold power of attorney for my mother. >> SIMPLICD; Investment Related; 6262 S Lowell Pl, Muskego, WI 53150; Financial Services; Financial Strategist; Start Date 09/2021; 40 hours per month with some hours per month occurring during trading hours; Booking CDs on the SimpliCD Platform for our members. >> QUANTYPHI; Investment Related; 6262 S Lowell Pl, Muskego, WI 53150; Financial Services; Financial Strategist; Start Date 09/2021; 20 hours per month with some hours per month occurring during trading hours; Sell financial services and products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-11 |
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