Kenneth Scott Gunsberger

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26
TX	RA	APPROVED_RES	2008-12-17

NY RA
APPROVED

Since 2021-10-26
TX RA
APPROVED_RES

Since 2008-12-17

Branch Locations

Pound Ridge, NY • United States

299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	New York	NY	11/2008	Present

11/2008 → Present

Ubs Financial Services Inc

New York, NY

Previous Registrations

2007-04-02 → 2008-11-20

Morgan Stanley & Co. Llc

New York, NY
2002-12-13 → 2007-04-02

Morgan Stanley Dw Inc.

New York, NY

New York, NY

Other Businesses

1)ILIMPIA / 225 EAST 63RD STREET PH E NEW YORK, NEW YORK 10065 / PARTNERSHIP / OTHER CLEANER / MANUFACTURER AND SALE OF PRODUCT / IS THIS AN INDUSTRY SECTOR ORGANIZATION? N/A / PARTNER / ADVISOR / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? NO / START DATE 10/01/2008. 2)HYROGLIF / 225 EAST 63RD STREET NEW YORK, NY 10065 / SOLE PROPRIETORSHIP / INFORMATION TECHNOLOGY / MOBILE ADVERTISING PLATFORM / SOLE PROPRIETORSHIP / MY IDEA - I WILL PROVIDE INPUT / START DATE 07/23/2012. 3)MORAD BEEKMAN COOP / 420 EAST 51ST STREET NEW YORK,NEW YORK 10022 / REAL ESTATE / BOARD MEMBER / MEMBER OF BOARD OF DIRECTORS / / ADVISE ON BUILDING MATTERS / START DATE 1/1/2015 4) Co-Executor of Thomas Berner's Estate / 299 Park New York,NY 10171 / No/ 43100 Privately Held / USD / No / No / / Start Date 01/03/2017 / 5) G2 225 E 63rd Street PH E NY NY 10065/ Role - Advisor - retail product/ Comp - No

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-08-12
S63	Uniform Securities Agent State Law Examination	1988-09-29

S65 Uniform Investment Adviser Law Examination

1994-08-12
S63 Uniform Securities Agent State Law Examination

1988-09-29

View on SEC IAPD