Bradley Gering Brown

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 09/2022
  First Allied Securities
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Willoughby, OH

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Willoughby, OH
• 2010-04-16 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  Willoughby, OH
• 2003-05-15 → 2010-04-20
  Wells Fargo Clearing Services, Llc
  Willoughby, OH
  Willoughby, OH
  Mentor, OH

Other Businesses

1.) ROYAL PALADIN GROUP, LLC. DBA. SOLE OWNER. STARTED 4/16/2010. I ANTICIPATE WORKING FULL TIME 40+ HOURS PER WEEK, ALL DURING MARKET HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-15
• S63 Uniform Securities Agent State Law Examination
  1989-11-29