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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-21 |
| VA | RA | APPROVED | 2023-06-21 |
Branch Locations
2217 Princess Anne St, 300-1, Fredericksburg, VA 22401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Independent Advisors, Llc | Fredericksburg | VA | 10/1999 | 06/2023 |
| Lpl Financial | Fredericksburg | VA | 06/2023 | Present |
1- 05/2023 / Baksy & Associates / DBA for LPL Business (entity for LPL business) / Investment Related / 2 HRS MNTH / 1 HRS Trading/ 100 Time Spnt Prcnt / start date 11/01/1999 2- 05/2023 / Non-Variable Insurance / Investment Related / 5 HRS Mnth / 1 HRS MNTH / 2 Time Spnt Prcnt / start date 06/01/2023
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-18 |
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