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Roberto Felipe Garcia

Mora Capital Management, LLC

Miami, FL

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Current Employers
Mora Capital Management, Llc

1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-13
  • FL RA
    APPROVED
    Since 2025-01-13

Branch Locations

1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Mora Wm Securities Llc Miami FL 01/2013 Present
  • 01/2013 → Present
    Mora Wm Securities Llc
    Miami, FL
Previous Registrations
Other Businesses

RENTAL PROPERTY-PASSIVE INVESTMENT 4745 SW 80 ST, MIAMI, FLORIDA 331463 START DATE OF RELATIONSHIP: 7/15/2012 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 MORA WEALTH MANAGEMENT, LLC (SEC REGISTERED INVESTMENT ADVISER) LOCATED AT 1450 BRICKELL AVENUE, SUITE 2900 MIAMI, FLORIDA 33131.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-11
S63 Uniform Securities Agent State Law Examination 1988-10-20
  • S65 Uniform Investment Adviser Law Examination
    2006-01-11
  • S63 Uniform Securities Agent State Law Examination
    1988-10-20

View on SEC IAPD

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