Roberto Felipe Garcia

Employer firm

Mora Capital Management, LLC CRD 112221

$1.90B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Mora Wm Securities Llc
  Miami, FL

Previous Registrations

• 2004-07-26 → 2012-10-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
  Miami, FL

Other Businesses

RENTAL PROPERTY-PASSIVE INVESTMENT 4745 SW 80 ST, MIAMI, FLORIDA 331463 START DATE OF RELATIONSHIP: 7/15/2012 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 MORA WEALTH MANAGEMENT, LLC (SEC REGISTERED INVESTMENT ADVISER) LOCATED AT 1450 BRICKELL AVENUE, SUITE 2900 MIAMI, FLORIDA 33131.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-11
• S63 Uniform Securities Agent State Law Examination
  1988-10-20