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Laura R Rudolph

J.P. Morgan Securities LLC

Selden, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-19
NJ RA APPROVED 2012-10-12
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • NJ RA
    APPROVED
    Since 2012-10-12

Branch Locations

999 Middle Country Rd, Selden, NY 11784 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Selden NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Selden NY 08/1994 Present
Previous Registrations
  • 1997-11-18 → 2012-10-17
    Chase Investment Services Corp.
    Port Jefferson, NY
    Selden, NY
    Selden, NY
    Chicago, IL
    Selden, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-23
S63 Uniform Securities Agent State Law Examination 1988-10-05
  • S65 Uniform Investment Adviser Law Examination
    1997-10-23
  • S63 Uniform Securities Agent State Law Examination
    1988-10-05
Other Names
  • Laura Rose Feinstein
  • Laura Rose Rudolph

View on SEC IAPD

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