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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-08-04 |
Branch Locations
240 South Pineapple Avenue Suite 601, Sarasota, FL 34236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 08/2005 | 10/2020 |
| Allegiant Private Advisors, Llc | Sarasota | FL | 10/2020 | 07/2021 |
| Mariner Wealth Advisors | Sarasota | FL | 08/2021 | Present |
DEAR OCEAN; SARASOTA, FL; NOT INVESTMENT RELATED; TREASURER OF 501C3; START DATE 02/2021; 1 HR/MONTH AND 0 DURING SECURITIES TRADING HOURS. HALE KAI O'KONA, HOA; NOT INVESTMENT RELATED; KAILUA-KONA, HI; HOME OWNERS ASSOCIATE; PRESIDENT; START DATE 1/2/2007; 8 HRS PER MONTH, 1 HR DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-07 |
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