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Robert Schmelzer

Cetera Investment Advisers LLC

Austin, TX

New York, NY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-03
NY RA APPROVED 2021-03-31
  • TX RA
    APPROVED
    Since 2023-05-03
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

Austin, TX • United States

1460 Broadway, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 06/2014 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2014 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Port Washington NY 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 06/2014 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2014 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Port Washington, NY
  • 11/2020 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2014-07-01 → 2020-11-12
    First Allied Advisory Services, Inc.
    Great Neck, NY
  • 2012-08-09 → 2012-09-13
    First Empire Asset Management, Inc
    Hauppauge, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-26
S65 Uniform Investment Adviser Law Examination 2001-07-24
S63 Uniform Securities Agent State Law Examination 2000-03-14
  • S66 Uniform Combined State Law Examination
    2012-07-26
  • S65 Uniform Investment Adviser Law Examination
    2001-07-24
  • S63 Uniform Securities Agent State Law Examination
    2000-03-14

View on SEC IAPD

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