Janet Ann Otersen

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2019-10-28
TX	RA	APPROVED_RES	2009-06-01

DC RA
APPROVED

Since 2019-10-28
TX RA
APPROVED_RES

Since 2009-06-01

Branch Locations

1775 I Street, North West Suite 200, Washington, DC 20006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Washington	DC	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Washington, DC

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Washington, DC
2006-09-22 → 2007-04-02

Morgan Stanley Dw Inc.

Washington, DC

Washington, DC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-10-28
S63	Uniform Securities Agent State Law Examination	1991-02-06

S65 Uniform Investment Adviser Law Examination

1991-10-28
S63 Uniform Securities Agent State Law Examination

1991-02-06

Other Names

Janet Ann Dowd

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews