Douglas Earl Eaton

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2009-06-01
TX	RA	APPROVED_RES	2009-06-01

CA RA
APPROVED

Since 2009-06-01
TX RA
APPROVED_RES

Since 2009-06-01

Branch Locations

Ten Pointe Drive Suite 400, Brea, CA 92821 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Brea	CA	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Brea, CA
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Brea, CA
1998-11-02 → 2007-04-02

Morgan Stanley Dw Inc.

Brea, CA

Brea, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-11-23

S63 Uniform Securities Agent State Law Examination

1988-11-23