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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-07-08 |
Branch Locations
20180 Mack Avenue, Grosse Pointe Woods, MI 48236 • United States
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-11-03 |
Branch Locations
20180 Mack Ave, Grosse Pointe Woods, MI 48236 • United States
Macomb Twp, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comerica Securities, Inc. | Detroit | MI | 11/2013 | 11/2023 |
| Ameriprise Financial Services, Llc | Grosse Pointe Woods | MI | 11/2023 | Present |
| Fifth Third Securities | Grosse Point Woods | MI | 07/2026 | Present |
Outside Employment; Comerica; Supervise Client Service Associates; Retail; 20180 Mack Ave, , Grosse Pointe Woods, MI, 48236; Investment-Related; 11/06/2023; 40 to 59 hours per week; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-26 |
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