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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-05
FL RA APPROVED 2011-03-21
  • TX RA
    APPROVED_RES
    Since 2024-04-05
  • FL RA
    APPROVED
    Since 2011-03-21

Branch Locations

The Lincoln Building 1691 Michigan Ave., Suite 215, Miami Beach, FL 33139 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Miami Beach FL 03/2011 Present
  • 03/2011 → Present
    Raymond James And Associates
    Miami Beach, FL
Previous Registrations
Other Businesses

(1) HADASSAH, THE WOMEN'S ZIONIST ORGANIZATION OF AMERICA, INC. (GALIM CHAPTER) - NEW YORK, NY, TREASURER, DEVOTE APPROX 5 HRS PER MONTH, NONE DURING BSNS HRS. (2)Name of Business : Mount Sinai Medical Center Address: Mount Sinai Medical Center, 4300 Alton Road,Miami Beach, FL Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Director Investment Related:No Start Date: 03/11/2011 Hours per month devoted to this business: 0.5 Hours per month devoted to this business during trading hours: 0.5 Description of duties: advisory board of trustees are basically a member at large but has no voting rights. All decision making is by the Executive Committee which I am not on. 3)Name of Business: The Rabbi Gary A. Glickstein Foundation of Temple Beth Sholom Address: Temple Beth Sholom, 4144 Chase Avenue, Miami Beach, FL, 33140, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 10/04/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: there will be a meeting once every quarter to review and oversee the management of the foundation's assets. The foundation's assets are invested with the Greater Miami Jewish Federation endowment.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-09
S63 Uniform Securities Agent State Law Examination 1989-01-27
  • S65 Uniform Investment Adviser Law Examination
    2017-02-09
  • S63 Uniform Securities Agent State Law Examination
    1989-01-27
Other Names
  • Sonia Gelb
  • Sonya Helena Gelb

View on SEC IAPD

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