James Michael Cobb

Current Employers

On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-10-03
LA	RA	APPROVED	2024-01-09
OK	RA	APPROVED	2015-02-23
CA	RA	APPROVED	2011-08-29
CO	RA	APPROVED	2011-07-11
DE	RA	APPROVED	2011-01-25
MS	RA	APPROVED	2010-09-30
AR	RA	APPROVED	2010-03-15

TX RA
APPROVED

Since 2024-10-03
LA RA
APPROVED

Since 2024-01-09
OK RA
APPROVED

Since 2015-02-23
CA RA
APPROVED

Since 2011-08-29
CO RA
APPROVED

Since 2011-07-11
DE RA
APPROVED

Since 2011-01-25
MS RA
APPROVED

Since 2010-09-30
AR RA
APPROVED

Since 2010-03-15

Branch Locations

1919 Moores Lane, Texarkana, TX 75503-4612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The O.N. Equity Sales Company	Texarkana	TX	06/1989	Present

06/1989 → Present

The O.N. Equity Sales Company

Texarkana, TX

Other Businesses

1) MICHAEL COBB; NOT INVESTMENT RELATED; 1919 MOORES LANE TEXARKANA TX 75503; SELLING LIFE & LTC INSURANCE; AGENT; 01/01/1987-CURRENT; 160 HOURS/MONTH; 160 DURING SECURITIES TRADING HOURS; SELLING THE ABOVED MENTIONED PRODUCTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-07
S63	Uniform Securities Agent State Law Examination	1988-11-21

S65 Uniform Investment Adviser Law Examination

1999-06-07
S63 Uniform Securities Agent State Law Examination

1988-11-21

Other Names

Mike Cobb
James M Cobb

View on SEC IAPD

Current Employers

On Investment Management Co

Disclosures

Employment History

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Exams

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