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4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-08-04 |
Branch Locations
201 Old Country Road Suite 206, Melville, NY 11747 • United States
803 Main Street Suite #3, Toms River, NJ 08753 • United States
Bayville, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Toms River | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Toms River | NJ | 11/2016 | 08/2017 |
| Capitol Securities Management | Toms River | NJ | 08/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-28 |
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