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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-03-10 |
Branch Locations
274 Riverside Ave [Satellite], Westport, CT 06880 • United States
1700 E Putnam Ave Ste 200, Old Greenwich, CT 06870 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Westport | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westport | CT | 11/2016 | 03/2023 |
| Wells Fargo Advisors Financial Network, Llc | Old Greenwich | CT | 03/2023 | Present |
RENTAL PROPERTY(VACATION CONDO/TIMESHARE); INV RELATED; WEST DOVER, VT; 100% OWNERSHIP WITH SPOUSE OF 13 WEEKS PRIVILEGED STAY; START: 04/01/2012; HOURS: 0 PER MONTH - 0 DURING TRADING; DUTIES: NONE; WEEKS RENTED THROUGH HOTEL. BELSCREEK, INC, INVT RELATED, STRATFORD, CT, 100% OWNERSHIP, START DATE 5/1/2023, 1 HR PER MONTH, 0 HRS DURING TRADING, CASH AND TAX MANAGEMENT OF FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-10-06 |
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