Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-10 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States
65 North Winchester Blvd, Santa Clara, CA 95050 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Santa Clara | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Santa Clara | CA | 11/2016 | Present |
CO-TRUSTEE FOR PARENT'S TRUST, INV RELATED, CUPERTINO, CA, START: 4/11/2022, 1 HR/MONTH, 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-04-29 |
| S65 | Uniform Investment Adviser Law Examination | 1999-05-04 |
Reach out to this advisor