Derek D Christian

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 11/2009 → Present
  Bank Of America, N.A.
  Chicago, IL

Previous Registrations

• 2008-01-23 → 2008-07-02
  Morgan Stanley & Co. Llc
  Chicago, IL

Other Businesses

I*, Entity Type Fiduciary role, Name of OBA: H B T Trust Address: Wayne, Illinois, 60184 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 08/20/2024 No Hours: 1 yearly No Hours during trading: 0 Duties:

Exams

• S66 Uniform Combined State Law Examination
  2007-10-30

Other Names

• Derek Duane Christian