Brett Robert Ullen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2002 → 12/2019
  Northwestern Mutual Investment Services, Llc
  St. Paul, MN
• 11/2004 → 12/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 02/2017 → 12/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 12/2019 → Present
  Fbl Financial Group
  West Des Moines, IA
• 12/2019 → Present
  Fbl Marketing Services
  West Des Moines, IA
• 01/2022 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-12-13 → 2021-10-14
  Fbl Wealth Management, Llc
  West Des Moines, IA
• 2014-02-05 → 2019-12-17
  Northwestern Mutual Investment Services, Llc
  Edina, MN
  Golden Valley, MN

Exams

• S66 Uniform Combined State Law Examination
  1999-08-26