Guy Lawrence Bassini

Employer firm

Treasure Coast Financial Planning, Inc. CRD 166684

$241M regulatory AUM 25 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Treasure Coast Financial Planning, Inc.

545 Beachland Blvd, Vero Beach, FL 32963 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2013-04-22
TX	RA	APPROVED_RES	2013-04-08

FL RA
APPROVED

Since 2013-04-22
TX RA
APPROVED_RES

Since 2013-04-08

Branch Locations

545 Beachland Blvd, Vero Beach, FL 32963 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Treasure Coast Financial Planning, Inc.	Vero Beach	FL	02/1996	Present

02/1996 → Present

Treasure Coast Financial Planning, Inc.

Vero Beach, FL

Previous Registrations

1995-04-13 → 2013-05-07

Lpl Financial Llc

Vero Beach, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-10-23
S63	Uniform Securities Agent State Law Examination	1988-12-27

S65 Uniform Investment Adviser Law Examination

1995-10-23
S63 Uniform Securities Agent State Law Examination

1988-12-27

Designations

Certified Financial Planner

View on SEC IAPD