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John R Herron

J.P. Morgan Securities LLC

Irvine, CA

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-13
IL RA APPROVED 2021-07-08
  • TX RA
    APPROVED
    Since 2021-09-13
  • IL RA
    APPROVED
    Since 2021-07-08

Branch Locations

3 Park Plz, Floor 08, Irvine, CA 92614 • United States

10 S Dearborn Floor 12, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
One Resource Group Corp Chicago IL 09/2016 02/2019
J.P. Morgan Securities Llc Chicago IL 03/2019 Present
Jpmorgan Chase Bank, Na. Chicago IL 03/2019 Present
  • 09/2016 → 02/2019
    One Resource Group Corp
    Chicago, IL
  • 03/2019 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 03/2019 → Present
    Jpmorgan Chase Bank, Na.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-16
S63 Uniform Securities Agent State Law Examination 2019-05-30
  • S65 Uniform Investment Adviser Law Examination
    2021-08-16
  • S63 Uniform Securities Agent State Law Examination
    2019-05-30
Other Names
  • John Herron
  • John R Herron
  • John Richard Herron
  • John Richard Herron

View on SEC IAPD

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