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Tracy Richard Odegaard

LPl Financial LLC

Brookings, SD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2025-01-01
TX RA APPROVED_RES 2022-12-06
SD RA APPROVED 2022-12-01
  • ND RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2022-12-06
  • SD RA
    APPROVED
    Since 2022-12-01

Branch Locations

419 8Th St South, Brookings, SD 57006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vsr Financial Services Inc Overland Park KS 09/2005 09/2016
Vsr Advisory Services Overland Park KS 08/2007 09/2016
Odegaard Financial Brookings SD 09/2005 Present
Summit Brokerage Services, Inc. Brookings SD 09/2016 02/2017
Summit Financial Group Inc Boca Raton FL 09/2016 02/2017
Securities America, Inc. Brookings SD 02/2017 11/2022
Securities America Advisors Brookings SD 02/2017 11/2022
Lpl Financial Llc Brookings SD 11/2022 Present
  • 09/2005 → 09/2016
    Vsr Financial Services Inc
    Overland Park, KS
  • 08/2007 → 09/2016
    Vsr Advisory Services
    Overland Park, KS
  • 09/2005 → Present
    Odegaard Financial
    Brookings, SD
  • 09/2016 → 02/2017
    Summit Brokerage Services, Inc.
    Brookings, SD
  • 09/2016 → 02/2017
    Summit Financial Group Inc
    Boca Raton, FL
  • 02/2017 → 11/2022
    Securities America, Inc.
    Brookings, SD
  • 02/2017 → 11/2022
    Securities America Advisors
    Brookings, SD
  • 11/2022 → Present
    Brookings, SD
Previous Registrations
  • 2017-02-15 → 2022-11-28
    Securities America Advisors, Inc.
    Brookings, SD
  • 2016-09-01 → 2017-02-15
    Summit Financial Group Inc
    Brookings, SD
  • 2005-09-15 → 2016-09-01
    Vsr Financial Services, Inc.
    Brookings, SD
    Overland Park, KS
    Brookings, SD
    Overland Park, KS
Other Businesses

1)11/30/2022 - Odegaard Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)11/30/2022 - Odegaard Financial - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 02/2017 - 3 Hr/Mth 3)11/30/2022 - Notary - State of SD - Non-Inv Rel - Start: 05/2020 4)11/30/2022 - 8 Second Media, LLC - Business Owner - Non-Inv Rel - Brookings, SD - Start: 09/2021 - 3 Hr/Mth 5)11/30/2022 - Brookings Professional Associates LLC - Real Estate Rental - Non-Inv Rel - Brookings, SD - Start: 06/2018 - 1 Hr/Mth 6)11/30/2022 - King & Winge Inc. - Non-Profit Board Member - Non-Inv Rel - Petaluma, CA = Start: 01/2020 - 1 Hr/Mth 7)11/30/2022 - Tracy & Darilyn Odegaard - Real Estate Rental - Vacation Rental - Inv Rel - Breckenridge, CO - Start: 02/2020 - 2 Hr/Mth

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-07-13
  • S63 Uniform Securities Agent State Law Examination
    1990-07-13
Designations

View on SEC IAPD

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