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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
SC RA APPROVED 2025-01-01
TX RA APPROVED_RES 2022-09-28
  • FL RA
    APPROVED
    Since 2025-01-01
  • SC RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2022-09-28

Branch Locations

Beaufort, SC • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

2015 Boundary Street Suite 210, Beaufort, SC 29902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc Fort Worth TX 11/2011 Present
First Command Insurance Services, Inc Fort Worth TX 11/2011 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 11/2011 → Present
    First Command Financial Planning, Inc
    Fort Worth, TX
  • 11/2011 → Present
    First Command Insurance Services, Inc
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-21
S63 Uniform Securities Agent State Law Examination 2011-08-16
  • S65 Uniform Investment Adviser Law Examination
    2012-07-21
  • S63 Uniform Securities Agent State Law Examination
    2011-08-16
Other Names
  • Denise Clark
  • Denise C Moody
  • Denise Poulter
  • Denise C Poulter

View on SEC IAPD

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