Brent Allen Lyons

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → Present
  Lpl Financial, Llc
  Woodinville, WA

Previous Registrations

• 2009-10-23 → 2010-10-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Burlington, WA
  Burlington, WA
• 2008-01-04 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Burlington, WA
  Bellevue, WA
  Burlington, WA
• 1991-12-03 → 2008-01-23
  Citigroup Global Markets Inc.
  Mount Vernon, WA
  Mount Veron, WA

Other Businesses

1. 10/20/2010 - 360 FINANCIAL STRATEGIES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 4/11/2011 - BRENT LYONS PHOTOGRAPHY - NOT INVESTMENT RELATED - OTHER-PHOTOGRAPHY - 2% OF TIME SPENT - VARIED PHOTOGRAPHY ACTIVITIES INCLUDING BUT NOT LIMITED TO EVENT, STOCK, PORTRAIT, AND TRAVEL PHOTOGRAPHY. 3. 12/21/2018 - Blue Fin, LLC - Not Investment Related - Home Based - Other-Business Owner - Owner - Started 11/01/2018 - 12 Hours Per Month/0 Hours During Securities Trading - Hobby of web and app development which may generate revenue.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-28
• S63 Uniform Securities Agent State Law Examination
  1988-10-06