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Newbury Park, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Koenig Group, Llc | Chevy Chase | MD | 12/2007 | 01/2024 |
| Forward Collective, Llc | Salt Lake City | UT | 09/2003 | Present |
IEVOLUTION, LLC; NOT INVESTMENT RELATED; 1240 INDIA STREET SAN DIEGO, CA 92127; IT IS A COACHING BUSINESS; CO-FOUNDER; JULY 2006; 10 HOURS PER MONTH ALL DURING NON-TRADING HOURS. Business no longer exists. 33voices is a podcast series that I host - 3 hours a month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-22 |
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