Randy Joe Pierce

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-03-06
CA	RA	APPROVED	2006-08-11

TX RA
APPROVED_RES

Since 2025-03-06
CA RA
APPROVED

Since 2006-08-11

Branch Locations

Irvine, CA • United States

2855 Michelle Dr Ste 120, Irvine, CA 92606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Irvine	CA	08/2006	Present

08/2006 → Present

Lpl Financial, Llc

Irvine, CA

Previous Registrations

2006-07-14 → 2006-08-14

Securities America Advisors, Inc.

Irvine, CA
2001-12-07 → 2006-07-07

Cooper Mcmanus

Irvine, CA

Other Businesses

1. 08/11/2006 - The Pierce Group - CPA/Bookkeeper/Tax Preparer - Time Spent 25% - 100% owner of accounting practice that focuses on tax return preparation. 2. 2/12/2013: Randy Pierce, CPA - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Time Spent 3% - Tax preparation only for clients referred by my OSJ. 3. 4/26/2016: No Business Name - Investment Related - 3617 W. Ash St, Fullerton CA - Real Estate Rental - Started 01/15/15 - 1 Hour Per Month/0 Hours During Securities Trading - Own a single family residence. It is offered for long term rental.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-12-20

S66 Uniform Combined State Law Examination

1999-12-20

View on SEC IAPD